Search Result

21 - 40 of 66 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 2.11 What to do now ?

As Published: 2005

PERG 2.11 What to do now ?

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

PR App 1.1

As Published: 2005

PR App 1.1

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements