Search Result

121 - 140 of 630 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

REC 6.2 Applications

As Published: 2001

REC 6.2 Applications

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 17.2 Purpose

As Published: 2001

SUP 17.2 Purpose

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2004

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors