Search Result

461 - 480 of 500 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

CASS 3.1 Application and Purpose

As Published: 2004

CASS 3.1 Application and Purpose

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

As Published: 2002

DISP 2.5 Which firms are subject to the jurisdiction of the Financial Ombudsman Service?

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

COLL 1.2 Types of authorised fund

As Published: 2004

COLL 1.2 Types of authorised fund

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose