Search Result

21 - 40 of 544 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations