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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.7 Statement of Principle 7

As Published: 2001

APER 4.7 Statement of Principle 7

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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PERG 5.11 Other aspects of exclusions

As Published: 2005

PERG 5.11 Other aspects of exclusions

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PR 5.3 Certificate of approval

As Published: 2005

PR 5.3 Certificate of approval

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PR 5.6 Miscellaneous

As Published: 2005

PR 5.6 Miscellaneous

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LR 16.2 Requirements for listing

As Published: 2005

LR 16.2 Requirements for listing

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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

As Published: 2003

MAR 5.5 Parts of the Handbook applicable to the operation of an ATS

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COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

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COB 10.1 Application

As Published: 2001

COB 10.1 Application

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

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COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COB 11.4 Depositaries

As Published: 2003

COB 11.4 Depositaries

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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