Search Result

181 - 200 of 613 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 3.1

As Published: 2005

DTR 3.1

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

MAR 1.4 Market abuse (improper disclosure)

As Published: 2001

MAR 1.4 Market abuse (improper disclosure)

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

PR 2.4 Incorporation by reference

As Published: 2005

PR 2.4 Incorporation by reference

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants