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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

SUP 3.5 Auditors' independence

As Published: 2001

SUP 3.5 Auditors' independence

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2005

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance