Search Result

121 - 140 of 577 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

PERG 1.2 Introduction

As Published: 2005

PERG 1.2 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

LR 14.2 Requirements for listing

As Published: 2005

LR 14.2 Requirements for listing