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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.1 Statement of Principle 1

As Published: 2001

APER 4.1 Statement of Principle 1

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CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

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SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

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CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

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COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

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APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

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COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

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