Search Result

21 - 40 of 140 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.3 Requests to cancel or suspend

As Published: 2005

LR 5.3 Requests to cancel or suspend

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

DTR 2.5 Delaying disclosure of inside information

As Published: 2005

DTR 2.5 Delaying disclosure of inside information

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2004

COLL 4.4 Meetings of Unitholders and service of notices

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

LR 16.3 Continuing obligations

As Published: 2005

LR 16.3 Continuing obligations

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2004

COLL 5.5 Cash, borrowing, lending and other provisions

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities