Search Result

21 - 40 of 636 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2005

LR 10.2 Classifying transactions

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

LR 14.3 Continuing obligations

As Published: 2005

LR 14.3 Continuing obligations

SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

PR App 3.1

As Published: 2005

PR App 3.1

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

LR 5.2 Cancelling listing

As Published: 2005

LR 5.2 Cancelling listing

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline