Search Result

121 - 140 of 596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

COND 1.3 General

As Published: 2001

COND 1.3 General

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

PERG 2.7 Activities: a broad outline

As Published: 2005

PERG 2.7 Activities: a broad outline

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

PR 2.3 Minimum information to be included in a prospectus

As Published: 2005

PR 2.3 Minimum information to be included in a prospectus

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

REC 3.20 Disciplinary action relating to members

As Published: 2001

REC 3.20 Disciplinary action relating to members

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2005

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others