Search Result

121 - 140 of 584 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 17.4 Disclosures

As Published: 2005

LR 17.4 Disclosures

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DTR 2.2 Disclosure of inside information

As Published: 2005

DTR 2.2 Disclosure of inside information

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

LR 1.2 Modifying rules and consulting the FSA

As Published: 2005

LR 1.2 Modifying rules and consulting the FSA

LR 19.5 Disclosures

As Published: 2005

LR 19.5 Disclosures

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers