Search Result

61 - 80 of 531 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

LR 9.6 Notifications

As Published: 2005

LR 9.6 Notifications

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 3.4 Key individuals and internal organisation

As Published: 2001

REC 3.4 Key individuals and internal organisation

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2001

MAR 1.6 Market abuse (manipulating transactions)