Search Result

361 - 380 of 661 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

ICOB 2.4 Reliance on others

As Published: 2005

ICOB 2.4 Reliance on others

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

LR 13.4 Class 1 circulars

As Published: 2005

LR 13.4 Class 1 circulars

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose