Search Result

301 - 320 of 585 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

LR 13.7 Circulars about purchase of own equity securities

As Published: 2005

LR 13.7 Circulars about purchase of own equity securities

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2005

PERG 7.4 Does the article 54 exclusion apply?

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

MCOB 12.4 Arrears charges

As Published: 2004

MCOB 12.4 Arrears charges

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

PERG 4.1 Application and purpose

As Published: 2005

PERG 4.1 Application and purpose

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2005

LR 17.5 Requirements for states, regional and local authorities and public international bodies

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

PERG 8.33 Introducing

As Published: 2005

PERG 8.33 Introducing

COLL 7.1 Introduction

As Published: 2004

COLL 7.1 Introduction

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms