Search Result

101 - 120 of 626 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

COND 1.3 General

As Published: 2001

COND 1.3 General

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

PERG 2.3 The business element

As Published: 2005

PERG 2.3 The business element

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

LR 10.8 Miscellaneous

As Published: 2005

LR 10.8 Miscellaneous

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

LR 18.2 Requirements for listing

As Published: 2005

LR 18.2 Requirements for listing

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PRIN 3.3 Where?

As Published: 2002

PRIN 3.3 Where?

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?