Search Result

41 - 60 of 168 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

TC 2.1 Application: who? where? and what?

As Published: 2002

TC 2.1 Application: who? where? and what?

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

REC 6.1 Introduction and legal background

As Published: 2001

REC 6.1 Introduction and legal background

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

ICOB 8.4 Unsolicited services

As Published: 2004

ICOB 8.4 Unsolicited services

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 2.5 Investments and activities: general

As Published: 2005

PERG 2.5 Investments and activities: general

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

LR 15.2 Requirements for listing

As Published: 2005

LR 15.2 Requirements for listing

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

DTR 1.4 Suspension of trading

As Published: 2005

DTR 1.4 Suspension of trading

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products