Search Result

481 - 500 of 621 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

…

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

…

LR 13.8 Other circulars

As Published: 2005

LR 13.8 Other circulars

…

LR 9.8 Annual report and accounts

As Published: 2005

LR 9.8 Annual report and accounts

…

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

…

ICOB 4.6 Commission disclosure for commercial customers

As Published: 2004

ICOB 4.6 Commission disclosure for commercial customers

…

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

…

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

…

DISP App 1.4 Time limits

As Published: 2002

DISP App 1.4 Time limits

…

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

…

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

…

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

…

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

…

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

…

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

…

COB 10.5 Modification of the best execution rule

As Published: 2001

COB 10.5 Modification of the best execution rule

…

DISP 3.3 Dismissal of complaints without consideration of the merits

As Published: 2004

DISP 3.3 Dismissal of complaints without consideration of the merits

…

LR 12.4 Purchase of own equity shares

As Published: 2005

LR 12.4 Purchase of own equity shares

…

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2005

LR 8.2 When a sponsor must be appointed or its assistance obtained

…

SUP 17.4 Obligation to make transaction reports

As Published: 2001

SUP 17.4 Obligation to make transaction reports

…