Search Result

21 - 40 of 190 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation

LR 8.4 Role of a sponsor: transactions

As Published: 2005

LR 8.4 Role of a sponsor: transactions

LR App 2.1 Fees and financial penalty income

As Published: 2005

LR App 2.1 Fees and financial penalty income

LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

LR 3.3 Equity securities

As Published: 2005

LR 3.3 Equity securities

LR 15.4 Continuing obligations

As Published: 2005

LR 15.4 Continuing obligations

LR 17.3 Requirements with continuing application

As Published: 2005

LR 17.3 Requirements with continuing application

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

LR 12.1 Application

As Published: 2005

LR 12.1 Application

LR 2.2 Requirements for all securities

As Published: 2005

LR 2.2 Requirements for all securities

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

LR 10.7 Transactions by specialist companies

As Published: 2005

LR 10.7 Transactions by specialist companies

LR 3.4 Debt and other securities

As Published: 2005

LR 3.4 Debt and other securities

LR 13.3 Contents of all circulars

As Published: 2005

LR 13.3 Contents of all circulars

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)