Search Result

1 - 20 of 242 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

MAR 1.3 Behaviour

As Published: 2001

MAR 1.3 Behaviour

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

CRED 2.2 Structure

As Published: 2004

CRED 2.2 Structure

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information