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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

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COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

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COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

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COB 11.6 Delegation to a permitted third party.

As Published: 2001

COB 11.6 Delegation to a permitted third party.

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COB 4.1 Client classification

As Published: 2001

COB 4.1 Client classification

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COB 6.3 Post-sale confirmation: life policies

As Published: 2001

COB 6.3 Post-sale confirmation: life policies

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COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COB 3.7 Records

As Published: 2003

COB 3.7 Records

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COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

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COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

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SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

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COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

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