Search Result

81 - 100 of 327 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls

As Published: 2004

REC 2.5 Systems and controls

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

SUP 6.2 Introduction

As Published: 2001

SUP 6.2 Introduction

COB 10.6 Scheme documents for an unregulated collective investment scheme

As Published: 2003

COB 10.6 Scheme documents for an unregulated collective investment scheme

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

COB 12.1 Application

As Published: 2003

COB 12.1 Application

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose