Search Result

21 - 40 of 321 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

MCOB 2.7 Application to electronic media and distance communications

As Published: 2004

MCOB 2.7 Application to electronic media and distance communications

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 4.1 Application and purpose

As Published: 2002

SYSC 4.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

ICOB 1.1 Application and purpose

As Published: 2005

ICOB 1.1 Application and purpose

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

REC 5.2 Application process

As Published: 2001

REC 5.2 Application process

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

ICOB 6.4 Effects of cancellation

As Published: 2004

ICOB 6.4 Effects of cancellation

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes