Search Result

361 - 380 of 388 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

APER 4.2 Statement of Principle 2

As Published: 2001

APER 4.2 Statement of Principle 2

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

SUP 3.4 Auditors' qualifications

As Published: 2001

SUP 3.4 Auditors' qualifications

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction