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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.6 Statement of Principle 6

As Published: 2001

APER 4.6 Statement of Principle 6

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MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

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COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

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TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

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REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

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MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

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REC 3.23 Default

As Published: 2001

REC 3.23 Default

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