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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

DISP App 1.1 Application and Purpose

As Published: 2002

DISP App 1.1 Application and Purpose

DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

CASS 1.3 General application: where?

As Published: 2004

CASS 1.3 General application: where?

COLL 6.8 Income: accounting, allocation and distribution

As Published: 2004

COLL 6.8 Income: accounting, allocation and distribution

ICOB 8.3 Disclosure requirements

As Published: 2004

ICOB 8.3 Disclosure requirements

MAR 1.3 Behaviour

As Published: 2001

MAR 1.3 Behaviour

MAR 1.4 Misuse of information

As Published: 2001

MAR 1.4 Misuse of information

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer

APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

MCOB 7.5 Statements

As Published: 2004

MCOB 7.5 Statements

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions