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261 - 280 of 404 items.
MAR 1.11 The scope of the market abuse regime
As Published: 2001
MAR 1.11 The scope of the market abuse regime
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REC 3.4 Key individuals and internal organisation
As Published: 2001
REC 3.4 Key individuals and internal organisation
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SUP 11.6 Subsequent notification requirements by firms
As Published: 2004
SUP 11.6 Subsequent notification requirements by firms
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COND 2.1 Threshold condition 1: Legal status
As Published: 2002
COND 2.1 Threshold condition 1: Legal status
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ICOB 7.2 Group policies and third party claimants
As Published: 2005
ICOB 7.2 Group policies and third party claimants
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REC 3.17 Inability to discharge regulatory functions
As Published: 2001
REC 3.17 Inability to discharge regulatory functions
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