Search Result

181 - 200 of 409 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 6.5 FSA decision on recognition

As Published: 2001

REC 6.5 FSA decision on recognition

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

COLL 5.4 Stock lending

As Published: 2004

COLL 5.4 Stock lending

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

GEN 1.2 Referring to approval by the FSA

As Published: 2001

GEN 1.2 Referring to approval by the FSA

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 8.2 Constitution

As Published: 2004

COLL 8.2 Constitution

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports