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141 - 160 of 376 items.
SYSC 2.1 Apportionment of Responsibilities
As Published: 2002
SYSC 2.1 Apportionment of Responsibilities
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COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
As Published: 2004
COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary
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SUP 5.3 Policy on the use of skilled persons
As Published: 2001
SUP 5.3 Policy on the use of skilled persons
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MAR 1.10 Statement of policy on penalties
As Published: 2001
MAR 1.10 Statement of policy on penalties
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COB 10.5 Modification of the best execution rule
As Published: 2001
COB 10.5 Modification of the best execution rule
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COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
As Published: 2003
COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)
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COB 10.2 Application of general COB rules
As Published: 2001
COB 10.2 Application of general COB rules
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