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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

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MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

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SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

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ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

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COB 5.2 Know your customer

As Published: 2002

COB 5.2 Know your customer

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 1.1 Application

As Published: 2001

REC 1.1 Application

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REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

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COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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SYSC 4.2 Practical measures

As Published: 2002

SYSC 4.2 Practical measures

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

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