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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 1.2 Purpose

As Published: 2001

APER 1.2 Purpose

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COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

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COB 2.3 Reliance on others

As Published: 2003

COB 2.3 Reliance on others

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DISP 1.3 Internal complaint handling procedures: additional requirements

As Published: 2003

DISP 1.3 Internal complaint handling procedures: additional requirements

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

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MCOB 5.4 Illustrations: general

As Published: 2004

MCOB 5.4 Illustrations: general

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ICOB 5.1 Application and purpose

As Published: 2005

ICOB 5.1 Application and purpose

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DISP 3.7 Delegation of the Ombudsman's powers

As Published: 2002

DISP 3.7 Delegation of the Ombudsman's powers

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SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

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PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

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REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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APER 4.3 Statement of Principle 3

As Published: 2001

APER 4.3 Statement of Principle 3

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COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

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DISP 1.6 Cooperation by firms with the Ombudsman

As Published: 2002

DISP 1.6 Cooperation by firms with the Ombudsman

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DISP 3.9 Awards by the Ombudsman

As Published: 2003

DISP 3.9 Awards by the Ombudsman

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