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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.10 Statement of policy on penalties

As Published: 2001

MAR 1.10 Statement of policy on penalties

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SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of the Investment Services Directive , Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

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COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

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DISP 3.8 Determination by the Ombudsman

As Published: 2004

DISP 3.8 Determination by the Ombudsman

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ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

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MAR 1.2 The regular user test

As Published: 2002

MAR 1.2 The regular user test

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

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COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

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MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

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COB 2.4 Chinese walls

As Published: 2001

COB 2.4 Chinese walls

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

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