Search Result

141 - 160 of 384 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

DISP 4.2 The standard terms

As Published: 2002

DISP 4.2 The standard terms

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 9.2 Making a request for individual guidance

As Published: 2001

SUP 9.2 Making a request for individual guidance

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms