Search Result

101 - 120 of 453 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

FIT 1.2 Introduction

As Published: 2003

FIT 1.2 Introduction

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

COLL 8.3 Investor relations

As Published: 2004

COLL 8.3 Investor relations

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

COB 3.6 Confirmation of compliance

As Published: 2001

COB 3.6 Confirmation of compliance

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

MCOB 7.6 Event-driven information

As Published: 2004

MCOB 7.6 Event-driven information

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification