Search Result

101 - 120 of 403 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

COB 3.3 Application: where?

As Published: 2001

COB 3.3 Application: where?

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COB 2.2 Inducements and soft commission

As Published: 2001

COB 2.2 Inducements and soft commission

SUP 17.1 Application

As Published: 2001

SUP 17.1 Application

COLL 8.5 Powers and responsibilities

As Published: 2004

COLL 8.5 Powers and responsibilities

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

As Published: 2001

COB 10.4 Suitability of the portfolio of an unregulated collective investment scheme

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

SUP 12.8 Termination of a relationship with an appointed representative

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

ICOB 3.2 Application: who?

As Published: 2005

ICOB 3.2 Application: who?

COLL 3.3 Units

As Published: 2004

COLL 3.3 Units