Search Result

221 - 240 of 442 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COB 5.1 Advising on packaged products

As Published: 2004

COB 5.1 Advising on packaged products

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 6.3 Valuation and pricing

As Published: 2004

COLL 6.3 Valuation and pricing

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

ICOB 6.2 Cancellation rights and period

As Published: 2005

ICOB 6.2 Cancellation rights and period

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COB 11.5 Trustee firms which are not depositaries

As Published: 2002

COB 11.5 Trustee firms which are not depositaries

SUP App 2.10 Grant or variation of permission

As Published: 2001

SUP App 2.10 Grant or variation of permission

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2003

COB 9.4 These provisions have been moved to the Client Assets sourcebook (CASS)

COB 11.3 Packaged products

As Published: 2004

COB 11.3 Packaged products

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COB 6.1 Product disclosure

As Published: 2002

COB 6.1 Product disclosure

SUP 13.11 Record keeping

As Published: 2001

SUP 13.11 Record keeping

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits