Search Result

141 - 160 of 466 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

COB 4.2 Terms of business and client agreements with customers

As Published: 2003

COB 4.2 Terms of business and client agreements with customers

COB 10.1 Application

As Published: 2001

COB 10.1 Application

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

ICOB 8.1 Application and purpose

As Published: 2005

ICOB 8.1 Application and purpose

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

PRIN 3.1 Who?

As Published: 2001

PRIN 3.1 Who?

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

REC 2.1 Introduction

As Published: 2001

REC 2.1 Introduction

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2001

COB 9.3 These provisions have been moved to the Client Assets sourcebook (CASS)