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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.6 Distortion

As Published: 2001

MAR 1.6 Distortion

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

DISP App 1.6 Criteria for determining complaints

As Published: 2004

DISP App 1.6 Criteria for determining complaints

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DISP 1.1 Application and Purpose

As Published: 2001

DISP 1.1 Application and Purpose

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 15.2 Purpose

As Published: 2001

SUP 15.2 Purpose

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2004

COLL 6.9 Independence, names and UCITS business restrictions

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

MCOB 8.2 Purpose

As Published: 2004

MCOB 8.2 Purpose

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

REC 3.14 Products, services and normal hours of operation

As Published: 2001

REC 3.14 Products, services and normal hours of operation