Search Result

41 - 60 of 322 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

MAR 5.3 Notification of establishment of an ATS

As Published: 2004

MAR 5.3 Notification of establishment of an ATS

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

SYSC 3.1 Systems and Controls

As Published: 2001

SYSC 3.1 Systems and Controls

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 1.2 Purpose

As Published: 2001

SYSC 1.2 Purpose

TC 1.1 Application and purpose

As Published: 2002

TC 1.1 Application and purpose

COLL 4.5 Reports and accounts

As Published: 2004

COLL 4.5 Reports and accounts