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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

As Published: 2004

MAR 5.4 Requirements to be imposed on the Part IV permission of an ATS operator

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

COLL 6.1 Introduction and Application

As Published: 2004

COLL 6.1 Introduction and Application

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

TC 1.2 Commitments

As Published: 2001

TC 1.2 Commitments

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

MAR 4.1 Application and Purpose

As Published: 2001

MAR 4.1 Application and Purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

REC 3.11 Insolvency events

As Published: 2001

REC 3.11 Insolvency events

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

MAR 5.1 Application and purpose

As Published: 2004

MAR 5.1 Application and purpose

REC 3.23 Default

As Published: 2001

REC 3.23 Default

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information