Search Result

301 - 320 of 415 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.8 Record keeping

As Published: 2004

MCOB 2.8 Record keeping

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

GEN 4.4 Business for private customers from non-UK offices

As Published: 2004

GEN 4.4 Business for private customers from non-UK offices

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

ICOB 2.1 Application: who?

As Published: 2005

ICOB 2.1 Application: who?

MCOB 6.1 Application

As Published: 2004

MCOB 6.1 Application

MCOB 12.5 Excessive charges

As Published: 2004

MCOB 12.5 Excessive charges

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

MAR 4.3 Further Support of the Takeover Panel's Functions

As Published: 2001

MAR 4.3 Further Support of the Takeover Panel's Functions

APER 3.2 Factors relating to all Statements of Principle

As Published: 2001

APER 3.2 Factors relating to all Statements of Principle

APER 3.3 Factors relating to Statements of Principle 5 to 7

As Published: 2001

APER 3.3 Factors relating to Statements of Principle 5 to 7

COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

ICOB 2.2 Communication

As Published: 2004

ICOB 2.2 Communication

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

MAR 1.11 The scope of the market abuse regime

As Published: 2001

MAR 1.11 The scope of the market abuse regime

ICOB 6.3 Notification of cancellation by the retail customer

As Published: 2005

ICOB 6.3 Notification of cancellation by the retail customer