Search Result

201 - 220 of 239 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.7 The Society of Lloyd's

As Published: 2002

DISP 1.7 The Society of Lloyd's

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

SUP 15.2 Purpose

As Published: 2001

SUP 15.2 Purpose

ICOB 3.1 Application: general

As Published: 2005

ICOB 3.1 Application: general

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

REC 2.6 General safeguards for investors

As Published: 2004

REC 2.6 General safeguards for investors

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 1.4 Application: particular activities

As Published: 2004

CASS 1.4 Application: particular activities

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COB 10.2 Application of general COB rules

As Published: 2001

COB 10.2 Application of general COB rules

COB 11.1 Application

As Published: 2001

COB 11.1 Application

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

MAR 2.5 Pricing

As Published: 2003

MAR 2.5 Pricing