Search Result

181 - 200 of 465 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 1.1 Applications and purpose

As Published: 2004

COLL 1.1 Applications and purpose

REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

COB 11.8 Proper advice

As Published: 2001

COB 11.8 Proper advice

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

ICOB 7.1 Application and purpose

As Published: 2005

ICOB 7.1 Application and purpose

COB 11.2 Relationship with the scheme

As Published: 2003

COB 11.2 Relationship with the scheme

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 1.2 Purpose, status and statutoryquotations

As Published: 2004

REC 1.2 Purpose, status and statutoryquotations

ICOB 5.2 Information - responsibilities of insurers and intermediaries

As Published: 2004

ICOB 5.2 Information - responsibilities of insurers and intermediaries

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

DISP 2.6 To which activities do the rules apply?

As Published: 2003

DISP 2.6 To which activities do the rules apply?

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

DISP 2.1 Application and Purpose

As Published: 2003

DISP 2.1 Application and Purpose

MCOB 9.8 Disclosure after sale

As Published: 2004

MCOB 9.8 Disclosure after sale

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document