Search Result

81 - 100 of 390 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 1.2 General application: who? what?

As Published: 2004

MCOB 1.2 General application: who? what?

COLL 6.2 Dealing

As Published: 2004

COLL 6.2 Dealing

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

As Published: 2004

MCOB 1.6 Application in relation to the Consumer Credit Act 1974

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

SUP 5.5 Duties of firms

As Published: 2001

SUP 5.5 Duties of firms

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 12.6 Continuing obligations of firms with appointed representatives

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives

COLL 4.3 Approvals and notifications

As Published: 2004

COLL 4.3 Approvals and notifications

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

REC 4.1 Application and purpose

As Published: 2001

REC 4.1 Application and purpose

GEN 4.3 Letter disclosure

As Published: 2003

GEN 4.3 Letter disclosure

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

COND 1.2 Purpose

As Published: 2001

COND 1.2 Purpose