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COB 6.3 Post-sale confirmation: life policies
As Published: 2001
COB 6.3 Post-sale confirmation: life policies
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ICOB 6.3 Notification of cancellation by the retail customer
As Published: 2005
ICOB 6.3 Notification of cancellation by the retail customer
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MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
As Published: 2003
MAR 5.5 Parts of the Handbook applicable to the operation of an ATS
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REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing
As Published: 2003
REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing
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COB 2.1 Clear, fair and not misleading communication
As Published: 2001
COB 2.1 Clear, fair and not misleading communication
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FIT 2.1 Honesty, integrity and reputation
As Published: 2003
FIT 2.1 Honesty, integrity and reputation
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MCOB 9.7 Disclosure at the start of the contract
As Published: 2004
MCOB 9.7 Disclosure at the start of the contract
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CASS 1.4 Application: particular activities
As Published: 2004
CASS 1.4 Application: particular activities
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SUP 17.7 Method of making transaction reports
As Published: 2003
SUP 17.7 Method of making transaction reports
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REC 1.2 Purpose, status and statutoryquotations
As Published: 2004
REC 1.2 Purpose, status and statutoryquotations
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