Search Result

221 - 240 of 461 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.4 Notified persons

As Published: 2001

SUP 15.4 Notified persons

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 4.7 The section 297 power to revoke recognition

As Published: 2001

REC 4.7 The section 297 power to revoke recognition

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

DISP 1.2 Internal complaint handling procedures: general requirements

As Published: 2003

DISP 1.2 Internal complaint handling procedures: general requirements

MCOB 7.4 Disclosure at the start of the contract

As Published: 2004

MCOB 7.4 Disclosure at the start of the contract

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2001

REC 3.15 Suspension of services and inability to operate facilities

COB 11.7 Record Keeping

As Published: 2001

COB 11.7 Record Keeping

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

DISP 3.6 Time limits

As Published: 2002

DISP 3.6 Time limits