Search Result

141 - 160 of 334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 4.2 Pre-sale notifications

As Published: 2004

COLL 4.2 Pre-sale notifications

COB 7.2 Churning and switching

As Published: 2001

COB 7.2 Churning and switching

FIT 2.2 Competence and capability

As Published: 2001

FIT 2.2 Competence and capability

REC 4.6 The section 296 power to give directions

As Published: 2001

REC 4.6 The section 296 power to give directions

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2001

REC 4.2 The supervisory relationship with UK recognised bodies

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

ICOB 4.2 Status disclosure

As Published: 2004

ICOB 4.2 Status disclosure

ICOB 6.1 Application and purpose

As Published: 2004

ICOB 6.1 Application and purpose

MCOB 1.2 General application: who? what?

As Published: 2004

MCOB 1.2 General application: who? what?

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for lifetime mortgages

MCOB 6.4 Content of the offer document

As Published: 2004

MCOB 6.4 Content of the offer document

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2004

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 8.1 Introduction

As Published: 2004

COLL 8.1 Introduction