Search Result

141 - 160 of 416 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 2.1 Authorised fund applications

As Published: 2004

COLL 2.1 Authorised fund applications

COLL 8.4 Investment and borrowing powers

As Published: 2004

COLL 8.4 Investment and borrowing powers

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

REC 4.8 The section 298 procedure

As Published: 2001

REC 4.8 The section 298 procedure

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COB 8.1 Confirmation of transactions

As Published: 2001

COB 8.1 Confirmation of transactions

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

ICOB 8.2 General rules

As Published: 2005

ICOB 8.2 General rules

COLL 9.3 Section 270 and 272 recognised schemes

As Published: 2004

COLL 9.3 Section 270 and 272 recognised schemes

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

As Published: 2002

COB 9.1 These provisions have been moved to the Client Assets sourcebook (CASS)

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2001

SUP 7.2 The FSA's powers to set individual requirements on its own initiative