Search Result

101 - 120 of 368 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2004

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 1.1 Application

As Published: 2001

REC 1.1 Application

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

SUP 3.7 Notification of matters raised by auditor

As Published: 2004

SUP 3.7 Notification of matters raised by auditor

SUP App 2.1 Application

As Published: 2004

SUP App 2.1 Application

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 2.4 'Mystery shopping'

As Published: 2001

SUP 2.4 'Mystery shopping'